Regulatory projects are more frequent than they have ever been, including SMCR, Operational Resilience, CSR, 5MLD and MiFIDII to name but a few. With Brexit pending and regulatory deadlines being stretched many authorized firms are turning to other external resources to help them to complete these projects on time or to mitigate the risk of potential regulatory breaches.
Effecta can help manage the entire project or focus on a particular area where additional resources would help to move the project forward. Whilst Effecta is an external consultancy we see ourselves as part of your team and we provide the resources you need. Effecta consultants are Compliance professionals. We already understand the issues and we understand how the industry as a whole is responding and we will help you to complete the project within the relevant deadlines and in a way that is effective for you.
Independent Regulatory Health Checks and Compliance Assurance review.
June 1, 2021
Financial services compliance is becoming increasingly more complex, and the regulatory landscape is continually changing and...
read more