EFFECTA CONCISE MONTHLY BULLETIN, August 2024
September 13, 2024
Equities Consolidated Tape The Financial Conduct Authority (FCA) are working on establishing an Equities Consolidated Tape (ECT) and an equivalent for Bonds. The purpose behind this initiative is to provide a comprehensive portrayal of transactions...
EFFECTA CONCISE MONTHLY BULLETIN, July 2024
August 19, 2024
Financial Conduct Authority Endeavours to Reduce Burdens on Firms In a streamlining plan, the Financial Conduct Authority (“FCA”), is seeking input from firms operating in the Financial Services Sector to identify avenues where possible burdensome...
Establishing an alternative asset management business in the UAE
July 25, 2024
We are so proud of being part of this really useful and pragmatic AIMA publication helping firms to understand setting up a regulated business in the UAE. Along with the amazing team at Simmons &...
EFFECTA CONCISE MONTHLY BULLETIN, May 2024
June 13, 2024
FCA Executive Director Comments Sarah Pritchard, Executive Director of Markets and International at the Financial Conduct Authority’s (FCA), delivered a speech at the City & Financial Global’s City Week 2024, on 20 May 2024. She...
Effecta Compliance Expands Middle East Presence with New ADGM Office
May 23, 2024
Abu Dhabi, UAE Effecta Compliance is pleased to announce the opening of its new office in the Abu Dhabi Global Market (ADGM). This expansion marks a significant milestone in Effecta Compliance’s growth strategy, further solidifying...