CONCISE MONTHLY BULLETIN, February 2024

March 5, 2024

Organised Crime Groups Trading The FCA (Financial Conduct Authority) has published their observations on the illegal and damaging trading by Organised Crime Groups (OCGs), alongside their advice as to how firms can mitigate the risks...

CONCISE MONTHLY BULLETIN, January 2024

February 20, 2024

Critical Third Parties (CTPs) UK regulators are enhancing their stance on safeguarding the UK financial services sector against harm that could be potentially caused by CTPs. In a recent consultation paper, the Financial Conduct Authority...

CONCISE MONTHLY BULLETIN, December 2023

January 15, 2024

Guidance On The Anti-Green Washing Rule The Financial Conduct Authority (FCA) are consulting on new guidance regarding their expectations for FCA authorised firms offering sustainable products or services. With consumers seeking opportunities to invest in...

CONCISE MONTHLY BULLETIN, November 2023

December 8, 2023

Long Term Asset Funds (LTAFs): FCA Review The Financial Conduct Authority (FCA) has published its findings after calling for views regarding their proposed new rules, enabling a wider range of retail investors and pension schemes...

CONCISE MONTHLY BULLETIN, October 2023

November 6, 2023

FCA Fine ‘Equifax’ Over £11m The UK’s Financial Conduct Authority (FCA) has fined the UK arm of US Credit Agency ‘Equifax’ in excess of £11million for cyber-security failures. The failures, born by a significant breach...