Clare Curtis is the founder of Effecta Compliance. She brings to this role over 20 years of Compliance experience from UK and Middle East Investment Banks, Asset Managers, Corporate Finance, Broker Dealers and Exchanges including the London Stock Exchange and the Dubai Mercantile Exchange.
Jonathan is an Executive Director at Effecta Compliance and brings over 20+ years of UK compliance and regulatory experience having work both in-house at regulated firms and on the LIFFE exchange as well as an external advisor and in-house compliance specialist within the UK and Hong Kong Financial Services industry.
Gary Allan is an Associate Director at Effecta Compliance. He brings to the role over 20 years experience having worked at the Financial Conduct Authority (FCA) and professional compliance consultancy firms. Gary’s work as a consultant has seen him work with small to mid-size financial services firms including Hedge Funds, Private Equity, Corporate Finance, Venture Capital, Real Estate and Advisor / Arrangers as well as some of the new technology firms including Payment Service Providers.
Charlene has over 15 years experience within Compliance. 13 years were spent within a large Global International Bank and more recently Charlene is the registered Money Laundering Reporting Office and Compliance Officer for an Institutional Brokerage.
Akhilesh Goenka provides AML and KYC support to Effecta clients on a daily basis, assisting different types of Firms from brokerage, corporate finance and asset management. Akhilesh ensures that clients meet their day to day operational responsibilities from both a Regulatory Compliance and Financial Crime perspective.
Sam is a Consultant at Effecta Compliance and has worked in-house at UK regulated firms with a specific focus on brokerage including FX and CFD’s. Sam has worked with several firms assisting them to establish and then to manage their Compliance and AML programmes.