CLARE CURTIS
Chief Executive Officer
T +44 (0) 20 3060 8830
M +44 (0) 7703 613 961
E ccurtis@effectacompliance.com
Clare Curtis is the founder of Effecta Compliance. She brings to this role over 20 years of Compliance experience from UK and Middle East Investment Banks, Asset Managers, Corporate Finance, Broker Dealers and Exchanges including the London Stock Exchange and the Dubai Mercantile Exchange.
JONATHAN CURRIE
Executive Director
T +44 (0) 20 3060 8832
M +44 (0) 7931 721 563
E jcurrie@effectacompliance.com
Jonathan is an Executive Director at Effecta Compliance and brings over 20+ years of UK compliance and regulatory experience having work both in-house at regulated firms and on the LIFFE exchange as well as an external advisor and in-house compliance specialist within the UK and Hong Kong Financial Services industry.
GARY ALLAN
Associate Director
T +44 (0) 20 3060 8831
M +44 (0) 7881 788 640
E gallan@effectacompliance.com
Gary Allan is an Associate Director at Effecta Compliance. He brings to the role over 20 years experience having worked at the Financial Conduct Authority (FCA) and professional compliance consultancy firms. Gary’s work as a consultant has seen him work with small to mid-size financial services firms including Hedge Funds, Private Equity, Corporate Finance, Venture Capital, Real Estate and Advisor / Arrangers as well as some of the new technology firms including Payment Service Providers.
CHARLENE EYLES
Specialist Advisory Director
T +44 (0) 20 3060 8830
E ceyles@effectacompliance.com
Charlene has over 15 years experience within Compliance. 13 years were spent within a large Global International Bank and more recently Charlene is the registered Money Laundering Reporting Office and Compliance Officer for an Institutional Brokerage.
AKHILESH GOENKA
Associate
T +44 (0) 20 3060 8820
E agoenka@effectacompliance.com
Akhilesh Goenka provides AML and KYC support to Effecta clients on a daily basis, assisting different types of Firms from brokerage, corporate finance and asset management. Akhilesh ensures that clients meet their day to day operational responsibilities from both a Regulatory Compliance and Financial Crime perspective.
A Change in Control Is More than Just a Standard Notification
July 12, 2021
The Financial Conduct Authority (“FCA”) recently released a Final Notice opposing the Change in Control (“CiC”)...
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