THE WAY COMPLIANCE
SHOULD BE

Working in partnership with firms in key financial centres.

THE WAY COMPLIANCE
SHOULD BE

Supporting firms in a fast paced regulatory environment.

LATEST REGULATORY INSIGHTS

FCA Focus 2024

February 5, 2024

Financial Conduct Authority’s 2024 business plan.  What will be their key areas of focus? The Financial Conduct Authority (FCA) has published its business plan for 2024, which very much continues in the same vein as last year. Consumer Duty 2023 began with,...

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Why UAE Firms should be aware of OFAC sanctions

January 24, 2024

Recent OFAC sanctions target Russia’s International Supply Chain Recent sanctions by the US Treasury’s Office of...

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Dear CEO Letter To Wealth Management and Stockbroking Firms

December 18, 2023

Background The Financial Conduct Authority (FCA) have published a ‘Dear CEO’ letter in November 2023 to...

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Dear CEO Letter to Principal Trading Firms (PTFs)

November 23, 2023

The Financial Conduct Authority (FCA) has sent a general letter to all CEOs of PTFs detailing...

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