THE WAY COMPLIANCE
SHOULD BE

Working in partnership with firms in key financial centres.

THE WAY COMPLIANCE
SHOULD BE

Supporting firms in a fast paced regulatory environment.

LATEST REGULATORY INSIGHTS

EFFECTA’S Essential Insights: A Regulatory Update

October 31, 2022

Welcome to EFFECTA’s Essential Insights, a quarterly newsletter aimed at providing its readers with succinct overviews of some of the key regulatory issues currently faced by firms. Historically, in the knowledge of it being holiday season, the summer has been a quieter...

read more

FCA Financial Promotion Rules

October 4, 2022

FCA Financial Promotion Rules The FCA have recently published a policy statement (PS22/10) “Strengthening our financial...

read more

EFFECTA’S Essential Insights: A Regulatory Update

July 20, 2022

Welcome to the second edition of EFFECTA’s Essential Insights, a quarterly newsletter aimed at providing its...

read more

Diversity and Inclusion: Why Should You Care?

July 14, 2022

When you tell someone that you wish to talk to them about Diversity and Inclusion and...

read more
RECEIVE THE LATEST INSIGHTS DIRECT TO YOUR INBOX