Effecta works with financial services firms helping them to manage and implement changes driven by new regulations and strategic risk management objectives. Our consultants are all industry practitioners who understand the pressures and obligations of regulated firms as well as those registered as Compliance Officer, MLRO’s and Senior Managers and we are there to help our clients navigate many of today’s largest, most challenging issues impacting the financial services industry.
Effecta can provide Compliance support to both multinationals and start-ups across a wide range of financial services firms, including:
- Asset Managers & Advisers
- Hedge Funds
- Private Equity & Venture Capital firms
- Corporate Finance advisers
- Real Estate & Infrastructure firms
- Broker Dealers
- FinTech Providers
- Payment Service Providers
- Investment Banks
- Wealth Managers
- Family Offices
- Digital & crypto assets
Effecta assists firms with their regulatory requirements, providing comprehensive advice and solutions based on international expertise and local experience.