Effecta Regulatory Newsletter no. 2, 2021

September 9, 2021

Welcome to the second Effecta Compliance regulatory newsletter. In the ever changing regulatory landscape, it is key that firms keep up to date to with latest compliance developments and ensure relevant compliance changes are considered internally and implemented by firms and ahead of any deadlines set by the Regulator. Our newsletter is designed to provide information on the latest regulatory topics in an easy to read and succinct format. In this newsletter we cover the following topics:

  • FCA IFPR Consultation Paper 21/7
  • Financial Conduct Authority Temporary Permission Regime
  • UK Climate Disclosures
  • FCA Review of host Authorised Managers (AFMs)
  • FCA Business Plan 2021/22
  • Changes to UK MIFID’s conduct and organisational requirements (CP21/9)
  • UK Government Taskforce on Innovation, Growth and Regulatory Reform
  • HM Treasury’s Wholesale Markets Review: Consultation

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