FCA Financial Promotion Rules

October 4, 2022

FCA Financial Promotion Rules The FCA have recently published a policy statement (PS22/10) “Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions”. These new rules for authorised firms are part of...

Diversity and Inclusion: Why Should You Care?

July 14, 2022

When you tell someone that you wish to talk to them about Diversity and Inclusion and why it is important for their company, the responses tend to be ones of frustration or disengagement. It’s easy...

The FCA ‘focus in’ on Financial Promotions

June 10, 2022

For as long as I have been working in Compliance, Financial Promotions have been a challenge for Marketing and Compliance teams alike, looking to find the right balance between highlighting the commercial advantages of a...