FCA’s Dear CEO Letter to Annex 1 Firms on common control failings in AML frameworks

March 25, 2024

Introduction The FCA has published its latest Dear CEO letter which focuses on common control weaknesses in Annex 1 Firms (eg lending, leasing, payment services, money broking and safe custody firms). The Letter explains where...

Mitigating Conduct Market Risks: FCA’s Insights on Combatting Market Manipulation and Organised Crime Groups

March 5, 2024

Mitigating Conduct Market Risks: FCA's Insights on Combatting Market Manipulation and Organised Crime Groups Introduction In the dynamic landscape of the UK financial services sector, maintaining market integrity and compliance with regulations is crucial. In...