A New Regulatory Capital Regime for MiFID Investment Firms
August 10, 2020
On 23 June 2020, HM Treasury confirmed that the UK will introduce its own prudential regime for investment firms, the Investment Firms Prudential Regime (IFPR), based on the EU’s proposals (Investment Firm Directive (IFD) /...
Authorisation
July 6, 2020
Do I need to be authorized by the UK Financial Conduct Authority? You’ll have to apply to the UK Financial Conduct Authority (“FCA”) (or, if you’re dual-regulated, to the PRA) for authorization should you wish...