A New Regulatory Capital Regime for MiFID Investment Firms

August 10, 2020

On 23 June 2020, HM Treasury confirmed that the UK will introduce its own prudential regime for investment firms, the Investment Firms Prudential Regime (IFPR), based on the EU’s proposals (Investment Firm Directive (IFD) /...

Authorisation

July 6, 2020

Do I need to be authorized by the UK Financial Conduct Authority? You’ll have to apply to the UK Financial Conduct Authority (“FCA”) (or, if you’re dual-regulated, to the PRA) for authorization should you wish...

Effecta is pleased to announce we are now open in Dubai, with offices in the DIFC.

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