Akhilesh Goenka provides AML and KYC support to Effecta clients on a daily basis, assisting different types of Firms from brokerage, corporate finance and asset management. Akhilesh ensures that clients meet their day to day operational responsibilities from both a Regulatory Compliance and Financial Crime perspective.
Akhilesh has an in depth understanding of the on-boarding process and in particular is able to differentiate between due diligence requirements for a client dependent on their individual risk profile. Akhilesh regularly liaises effectively with both internal and external stakeholders in order to obtain any required information and documentation and also regularly produces internal MI with regards to the status of the on-boarding of clients.
Akhilesh has obtained the ICA Certificate in Anti-Money Laundering and has also obtained a CISI certificate in Corporate Finance. Akhilesh has detailed knowledge of the UN, OFSI, OFAC and EU sanctions lists.
Use it or Lose it
October 4, 2021
The FCA have recently made it clear to firms that if they are not using the...
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