Agreement reached between the United Kingdom and European Union, but uncertainties remain for Financial Services firms

January 20, 2021

Any financial services firm with clients in Europe please be aware that 2021 is a year of change, but despite Boris Johnson’s Brexit discussions with the President of the European Commission, Ursula Von Der Leyen,...

First Consultation Paper on a New FCA Prudential Regime for Investment firms – It’s now time to join the debate!

January 8, 2021

Further to our regulatory insight published in August, the Financial Conduct Authority (“FCA”) in December published CP20/24 (CP20/24) a consultation paper (“CP”) outlining potential changes to the UK Investment Firm Prudential Regime (‘IFPR’). These rules...

Effecta is pleased to announce we are now open in Dubai, with offices in the DIFC.

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