Operational Resilience. What does it mean?

September 7, 2020

Operational Resilience is the embedding of capabilities and processes, behaviours and systems which allows an organisation to continue to carry out its business in the face of disruption regardless of the source. Operational resilience is...

Guidance on Compliance Functions

September 2, 2020

Background On 5 June 2020 ESMA published new final guidelines on certain aspects of the compliance function requirements under the Markets in Financial Instruments Directive (MiFID II). Whilst the appropriate role, structure and responsibilities of...