FCA Market Watch 63 – Market Conduct During Coronavirus Pandemic
August 17, 2020
Market Watch 63 issued in May 2020 has been widely discussed given it reflects the concerns of many Compliance Officers when in a Working From Home (WFH) environment. As firms prepare to get their front...
A New Regulatory Capital Regime for MiFID Investment Firms
August 10, 2020
On 23 June 2020, HM Treasury confirmed that the UK will introduce its own prudential regime for investment firms, the Investment Firms Prudential Regime (IFPR), based on the EU’s proposals (Investment Firm Directive (IFD) /...